Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Penn FrenchBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC01-12-2009
Andrew Mitchell BraumannBB&T Investment Services, Inc.BB&T Investment Services, Inc.01-27-2009
Jan Ellen ConnerBB&T Investment Services, Inc.BMO Harris Financial Advisors, Inc.11-03-2009
Charles Alan ChambersBB&T Investment Services, Inc.Ameriprise Financial Services, LLC09-16-2010
Adam Taylor PeacheeBB&T Investment Services, Inc.The O.N. Equity Sales Company10-04-2010
Ryan C. PainterBB&T Investment Services, Inc.First Command Financial Planning, Inc.02-07-2011
Kathleen Marie SlateBB&T Investment Services, Inc.M&T Securities, Inc.06-29-2011
Randy Lee Saunders Jr.BB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2012
Michael Paul DarguschBB&T Investment Services, Inc.M&T Securities, Inc.03-14-2013
Frank Warren Carter IIIBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC11-03-2014
Charles Timothy TideyBB&T Investment Services, Inc.NYLIFE Securities LLC06-01-2015
Thomas Allen DukesBB&T Investment Services, Inc.AXA Advisors, LLC$1011-02-2015
Tricia Renee MomyerBB&T Investment Services, Inc.PNC Investments11-02-2015
Logan Bart ConroyBB&T Investment Services, Inc.LPL Financial LLC11-02-2015
Karen Marie KennedyBB&T Investment Services, Inc.State Farm VP Management Corp.01-08-2016
Christopher R. OwenBB&T Investment Services, Inc.Allstate Financial Services, LLC02-12-2016
Jonathan Richard FerrellBB&T Investment Services, Inc.Infinex Investments, Inc.04-20-2016
Tanzima AshrafiBB&T Investment Services, Inc.SunTrust Investment Services, Inc.04-27-2016
Paul M. BarbieriBB&T Investment Services, Inc.Allstate Financial Services, LLC05-03-2016
Omer Mohamed Ali-TahaBB&T Investment Services, Inc.Citigroup Global Markets Inc.05-03-2016
Steadman Forrest KnightBB&T Investment Services, Inc.Edward Jones05-03-2016
Lawrence L. Richmond Jr.BB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Jacob Robert ShifflettBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC09-07-2016
Sean T. HarlanBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC09-07-2016
George T. WarrenBB&T Investment Services, Inc.Horace Mann Investors, Inc.12-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.