Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Lewis Joe BartholomewBB&T Securities, LLCMorgan Stanley$90002-14-2014
Jackson K TraxlerBB&T Securities, LLCMorgan Stanley08-05-2020
Carly Brooke BuntingBB&T Securities, LLCFirst Command Brokerage Services, Inc.07-16-2020
Michael Patrick OKeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
David Noel Bowman JrBB&T Securities, LLCSunTrust Advisory Services, Inc.$10509-25-2018
Gregory Kent YurconicBB&T Securities, LLCFirst Command Brokerage Services, Inc.$15008-06-2018
Edward Ladd CurrensBB&T Securities, LLCMorgan Stanley03-06-2018
Sarah A PollingerBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-18-2018
Barbara Johna GarciaBB&T Securities, LLCFirst Command Brokerage Services, Inc.01-08-2018
Terry Charles PrinceBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-04-2018
James Bryan ChandlerBB&T Securities, LLCWells Fargo Clearing Services, LLC$4101-04-2018
Hannibal TrapuzzanoBB&T Securities, LLCWells Fargo Clearing Services, LLC$2501-04-2018
Michael Thomas BrooksBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Bernice Louise MurffBB&T Securities, LLCRaymond James & Associates, Inc.$5010-12-2017
Janet Weinstein MercadanteBB&T Securities, LLCWells Fargo Clearing Services, LLC04-06-2017
Simon Michel JosephBB&T Securities, LLCMorgan Stanley08-24-2016
Edward Michael BohnslavBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Jason Travis TurnerBB&T Securities, LLCWells Fargo Clearing Services, LLC08-10-2016
Clarence Buford Taylor JrBB&T Securities, LLCSunTrust Investment Services, Inc.$10001-15-2016
Lachelle Elaine MosesBB&T Securities, LLCWells Fargo Clearing Services, LLC10-16-2015
Daniel Aaron Morgan PriceBB&T Securities, LLCSunTrust Investment Services, Inc.05-15-2015
Brantley HathawayBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1710-30-2014
Edwin Bryan Horner IVBB&T Securities, LLCNYLIFE Distributors LLC$2505-01-2014
Joseph Whiteman Bartholomew IIIBB&T Securities, LLCMorgan Stanley02-14-2014
John Bellinger LewisBB&T Securities, LLCMorgan Stanley$24802-13-2014

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.