Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Marshall FriedmanCUSO Financial Services, L.P.Oppenheimer & Co. Inc.09-30-2019
Edward Pree HaysCUSO Financial Services, L.P.USAA Investment Management Company$2510-26-2018
George Forman Taylor IIICUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-30-2018
John F. FitchettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Lamont A. BrownCUSO Financial Services, L.P.Infinex Investments, Inc.07-05-2016
Robert Raymond Gascon Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC$2505-09-2016
Richard Todd HoldenCUSO Financial Services, L.P.Securities America, Inc.05-02-2016
Jon Edward DavisCUSO Financial Services, L.P.ProEquities, Inc.$1001-19-2016
Matthew E. GaffeyCUSO Financial Services, L.P.Strategic Advisers LLC$5010-05-2015
Robert James SchupCUSO Financial Services, L.P.SagePoint Financial, Inc.05-07-2015
Heather L. BrightCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2015
Milos IvanisCUSO Financial Services, L.P.Park Avenue Securities LLC09-17-2013
Michele Kathleen MorrisCUSO Financial Services, L.P.Western International Securities, Inc.$5008-27-2013
Peter Michael CosentinoCUSO Financial Services, L.P.Morgan Stanley07-15-2013
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2009
Mark Fraser McKnightCUSO Financial Services, L.P.Navy Federal Asset Management, LLC04-20-2009

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.