Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Adam KiddCambridge Investment Research, Inc.LPL Financial LLC07-16-2020
James Richard PflaumCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
William Timothy BourneCambridge Investment Research, Inc.Colorado Financial Service Corporation04-02-2020
Charles Henry Russell IVCambridge Investment Research, Inc.Colorado Financial Service Corporation04-02-2020
Ryan Justin StilleCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$1011-18-2019
Brandon Glenn HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC11-18-2019
Taylor Burwell SmithCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC11-18-2019
Shari Beth RashCambridge Investment Research, Inc.Northern Lights Distributors, LLC$1,00010-08-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Ravi Chavali NarayanCambridge Investment Research, Inc.Summit Brokerage Services, Inc.01-18-2019
Joseph Scott KomarnickiCambridge Investment Research, Inc.Latitude Advisors, LLC10-26-2018
Robert William BlackCambridge Investment Research, Inc.Nationwide Investment Services Corporation03-01-2018
Divam Nayan MehtaCambridge Investment Research, Inc.INVEST Financial Corporation12-15-2017
Thomas Meade Kampfmueller JrCambridge Investment Research, Inc.1st Global Capital Corp.$15011-16-2017
Bryan Bartlett RexCambridge Investment Research, Inc.INVEST Financial Corporation11-16-2017
Wiley Cecil Keel JrCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Robert Amir FeiseeCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Mark Kevin KingCambridge Investment Research, Inc.WFG Investments, Inc.$5008-22-2017
Shannon Layne SealeyCambridge Investment Research, Inc.Cetera Advisor Networks LLC04-26-2017
Daniel Stephen BurrillCambridge Investment Research, Inc.Signator Investors, Inc.03-01-2017
Philip Thomas CorsoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC01-06-2017
Henry Barrett JonesCambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-02-2016
Michael Brian MillsCambridge Investment Research, Inc.Amundi Pioneer Distributor, Inc.10-03-2016
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.