Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Ravi Chavali NarayanCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$101-18-2019
Divam Nayan MehtaCambridge Investment Research, Inc.INVEST Financial Corporation12-15-2017
Jeremy Dustin NicholsCambridge Investment Research, Inc.INVEST Financial Corporation$5011-30-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Robert Amir FeiseeCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Mark Kevin KingCambridge Investment Research, Inc.WFG Investments, Inc.$5008-22-2017
BRIAN O'NEILLCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-07-2017
John Stephen NagleCambridge Investment Research, Inc.Edward Jones05-26-2017
Shannon Layne SealeyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$104-26-2017
Philip Thomas CorsoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC01-06-2017
Henry Barrett JonesCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$112-02-2016
Jon William LindbergCambridge Investment Research, Inc.Kovack Securities Inc.05-16-2016
Mark Steven AsterCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-29-2016
Barry S EuzentCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-19-2016
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$2503-16-2016
Robert Charles StevensCambridge Investment Research, Inc.Stifel, Nicolaus & Company, Incorporated01-27-2016
Peter Joseph MarketCambridge Investment Research, Inc.Parkland Securities, LLC$2510-29-2015
David William MullinsCambridge Investment Research, Inc.Cantella & Co., Inc.06-01-2015
Gina Gray EdwardsCambridge Investment Research, Inc.MML Investors Services, LLC05-11-2015
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$5001-30-2015
David Theodore CooperCambridge Investment Research, Inc.C C F Investments, Inc.11-19-2014
Ronald Daniel DevosCambridge Investment Research, Inc.C C F Investments, Inc.$111-19-2014
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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