Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Kevin A. RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-29-2012
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$5001-30-2015
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$2502-27-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC02-25-2014
Jason Scott PittsCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC12-18-2012
Ronald Daniel DevosCambridge Investment Research, Inc.C C F Investments, Inc.11-19-2014
David T. CooperCambridge Investment Research, Inc.C C F Investments, Inc.11-19-2014
Jack David JonesCambridge Investment Research, Inc.C C F Investments, Inc.11-05-2014
Shannon Layne SealeyCambridge Investment Research, Inc.Cetera Advisor Networks LLC04-26-2017
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$2503-16-2016
Mark Karl MenzelCambridge Investment Research, Inc.Fulcrum Securities, LLC04-04-2014
William Robert FreckCambridge Investment Research, Inc.Fulcrum Securities, LLC$2504-02-2014
David Christopher SmithCambridge Investment Research, Inc.Fulcrum Securities, LLC04-02-2014
William Patrick CallahanCambridge Investment Research, Inc.Fulcrum Securities, LLC$5003-17-2014
Brian Matthews BloxomCambridge Investment Research, Inc.Fulcrum Securities, LLC$5003-04-2014
Divam N. MehtaCambridge Investment Research, Inc.INVEST Financial Corporation12-15-2017
Jeremy Dustin NicholsCambridge Investment Research, Inc.INVEST Financial Corporation$5011-30-2017
Daniel F Girard Jr.Cambridge Investment Research, Inc.Kestra Investment Services, LLC01-02-2013
Darry Edward PattersonCambridge Investment Research, Inc.Kovack Securities Inc.10-24-2014
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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