Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Thomas Meade Kampfmueller Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.$50011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Scott Michael ButlerCambridge Investment Research, Inc.Allstate Financial Services, LLC$10006-26-2012
Kevin A. RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50006-29-2012
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$50001-30-2015
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$25002-27-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC$10002-25-2014
Kristina Jones SommerkampCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Jason Scott PittsCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC$25012-18-2012
Robert Lynn AshleyCambridge Investment Research, Inc.AXA Advisors, LLC$50006-26-2012
David Allen SaddlerCambridge Investment Research, Inc.AXA Advisors, LLC06-26-2012
Ronald Daniel DevosCambridge Investment Research, Inc.C C F Investments, Inc.$10011-19-2014
David Theodore CooperCambridge Investment Research, Inc.C C F Investments, Inc.11-19-2014
Jack David JonesCambridge Investment Research, Inc.C C F Investments, Inc.11-05-2014
David William MullinsCambridge Investment Research, Inc.Cantella & Co., Inc.$10006-01-2015
Shannon Layne SealeyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$50004-26-2017
John Stephen NagleCambridge Investment Research, Inc.Edward Jones05-26-2017
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$10003-16-2016
Donald Christopher MegliolaCambridge Investment Research, Inc.Fulcrum Advisory Services, LLC$50003-03-2014
David Christopher SmithCambridge Investment Research, Inc.Fulcrum Securities, LLC$25004-02-2014
Next Page »

Showing 1 to 25 of 98 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.