Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Robert Carter KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$2501-25-2019
Stuart Jay KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$5001-25-2019
Jason Allen SnyderCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$2506-26-2018
Richard Carmine Cioffi Jr.Capitol Securities Management, Inc.RBC Capital Markets, LLC$5003-09-2017
Samuel Chi Tat LamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$107-07-2016
Roy Timothy Tepper Jr.Capitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated04-28-2016
Jerry Gayle AlleyCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$8702-05-2016
John R TrentanoveCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Steven Dale HeathCapitol Securities Management, Inc.Stratos Wealth Partners, Ltd10-21-2014
Jane B WhittemoreCapitol Securities Management, Inc.LPL Financial LLC01-30-2014
James Mclean Cumnock Jr.Capitol Securities Management, Inc.Janney Montgomery Scott LLC$5001-17-2014
Heth Tyler ThomasCapitol Securities Management, Inc.Northwestern Mutual Investment Services, LLC03-11-2013
Nicholas Chase CockerhamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC06-20-2012
Patrick Timothy BrosnanCapitol Securities Management, Inc.LPL Financial LLC01-05-2012
Lewis Mccarthy Downs IIICapitol Securities Management, Inc.Anderson & Strudwick, Incorporated12-19-2011
Charles Reynolds Wooters Jr.Capitol Securities Management, Inc.Intercoastal Capital Markets, Inc.12-14-2011
Summer Gail ParsonsCapitol Securities Management, Inc.Raymond James Financial Services, Inc.11-30-2011
Laura Lynn SettleCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated$2511-18-2011
Michael Talmadge CrossCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated$6811-18-2011
Timothy John CrytzerCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated$5009-13-2011
Marcus D GersbachCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated$10004-01-2011
David Allan Yazdan Jr.Capitol Securities Management, Inc.Stonehaven, LLC$108-03-2010
Robert Haywood HumphreysCapitol Securities Management, Inc.RBC Capital Markets, LLC$2502-16-2010
Michael Scott Rainey Sr.Capitol Securities Management, Inc.Next Financial Group, Inc.$2501-04-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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