Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Abbott GoodhueCapitol Securities Management, Inc.Buell Securities Corp.10-11-2019
Kevin Brian DoyleCapitol Securities Management, Inc.SunTrust Investment Services, Inc.08-21-2017
Samuel Chi Tat LamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC07-07-2016
Roy Timothy Tepper Jr.Capitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated04-28-2016
Timothy Edward StraitCapitol Securities Management, Inc.Capitol Financial Consultants, Inc.01-04-2016
John R TrentanoveCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Forrest Timothy HunterCapitol Securities Management, Inc.Kingsbridge Capital Corp.10-16-2014
John Michael DukeCapitol Securities Management, Inc.Kingsbridge Capital Corp.10-15-2014
Stephen Arthur BrownCapitol Securities Management, Inc.Kingsbridge Capital Corp.10-15-2014
Jane Bottorf WhittemoreCapitol Securities Management, Inc.LPL Financial LLC01-30-2014
Heth Tyler ThomasCapitol Securities Management, Inc.Northwestern Mutual Investment Services, LLC03-11-2013
Nicholas Chase CockerhamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC06-20-2012
Patrick Timothy BrosnanCapitol Securities Management, Inc.LPL Financial LLC01-05-2012
Charles Reynolds Wooters Jr.Capitol Securities Management, Inc.Intercoastal Capital Markets, Inc.12-14-2011
Summer Gail ParsonsCapitol Securities Management, Inc.Raymond James Financial Services, Inc.11-30-2011
Laura Lynn SettleCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated11-18-2011
Timothy John CrytzerCapitol Securities Management, Inc.Anderson & Strudwick, Incorporated09-13-2011
James Hollis Chenery IICapitol Securities Management, Inc.Anderson & Strudwick, Incorporated03-25-2011
George Ancil Harbour Jr.Capitol Securities Management, Inc.Westminster Financial Securities, Inc.11-16-2010
William Allen Hunter Jr.Capitol Securities Management, Inc.Westminster Financial Securities, Inc.11-16-2010
David Allan Yazdan Jr.Capitol Securities Management, Inc.Stonehaven, LLC08-10-2010
Roger James Shawn IIICapitol Securities Management, Inc.Anderson & Strudwick, Incorporated08-07-2009
Sharon Mcdaniel WhitehurstCapitol Securities Management, Inc.Aegis Capital Corp.05-29-2009
Teryl Lee TrenchardCapitol Securities Management, Inc.Aegis Capital Corp.05-05-2009
Holly Anne SharpCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.