Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Lawrence NewtonCentaurus Financial, Inc.Securities America, Inc.$15002-05-2019
William Scarr ShefteCentaurus Financial, Inc.Securities America, Inc.01-04-2016
John Calderwood Starke Sr.Centaurus Financial, Inc.Financial West Group$2506-26-2015
John Edward HoffmanCentaurus Financial, Inc.Financial Designs Ltd.$5007-24-2014
Kendrick Gerand SmithCentaurus Financial, Inc.Independent Financial Group, LLC$107-15-2014
Cynthia Louise KordysCentaurus Financial, Inc.Morgan Stanley$107-24-2013
F. Eugene Brown Jr.Centaurus Financial, Inc.H. Beck, Inc.11-09-2012
Anthony Wayne RogersCentaurus Financial, Inc.AXA Advisors, LLC$107-02-2012
David Keene MitchellCentaurus Financial, Inc.Cambridge Investment Research, Inc.$2505-04-2012
Mandel Harris PettifordCentaurus Financial, Inc.L.O. Thomas & Co. Inc.$5010-05-2011
Robert Francis SullivanCentaurus Financial, Inc.GWN Securities Inc.$2506-17-2011
Stephen Edward BohanCentaurus Financial, Inc.Questar Capital Corporation$5002-18-2011
Patrick James RobertsonCentaurus Financial, Inc.Investors Capital Corp.01-03-2011
Paul Lawrence NewtonCentaurus Financial, Inc.Allstate Financial Services, LLC$15010-21-2010
William G. Rowett IIICentaurus Financial, Inc.LPL Financial LLC07-02-2010
Gail Castleman HilderCentaurus Financial, Inc.SunTrust Investment Services, Inc.02-03-2010
Janice Marie JanjaninCentaurus Financial, Inc.Questar Capital Corporation01-04-2010
David Anthony CieszynskiCentaurus Financial, Inc.Questar Capital Corporation$111-13-2009
Richard Waldron BesnierCentaurus Financial, Inc.American Portfolios Financial Services, Inc.07-01-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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