Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lyvette RobinsonCetera Advisor Networks LLCInvestment Centers of America, Inc.$10010-17-2017
Angela Denise AkersCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Christopher Richard MelloneCetera Advisor Networks LLCB. Riley FBR, Inc.09-22-2015
Curtis Andrew McCullarCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$98001-08-2018
Derek Hammond LaymanCetera Advisor Networks LLCSunTrust Investment Services, Inc.12-14-2015
Fonda Moore CoffeyCetera Advisor Networks LLCBB&T Securities, LLC$10009-07-2018
Jaret Clinton MutterCetera Advisor Networks LLCInvestment Centers of America, Inc.10-18-2017
Jeffrey Neil DebondtCetera Advisor Networks LLCQuest Capital Strategies, Inc.07-31-2015
Jordan SerenoCetera Advisor Networks LLCInvestment Centers of America, Inc.10-16-2017
Michael Paul BlanchardCetera Advisor Networks LLCInvestment Centers of America, Inc.10-16-2017
Neal Gardner DavisCetera Advisor Networks LLCCUSO Financial Services, L.P.07-17-2018
Philip Lawton Swann Jr.Cetera Advisor Networks LLCThe Henderson Group01-10-2019
Sarah Beth GrahamCetera Advisor Networks LLCLincoln Financial Advisors Corporation02-29-2016
Stephen Keith TuckerCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$25004-26-2017
Stephen Todd ChappellCetera Advisor Networks LLCInvestment Professionals, Inc.02-24-2012
Steven Andrew TomisekCetera Advisor Networks LLCCadaret, Grant & Co., Inc.07-05-2012
Tim Xuan HaCetera Advisor Networks LLCInvestment Centers of America, Inc.10-17-2017
William West Thompson Jr.Cetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-12-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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