Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Dewitt McFarlandCharles Schwab & Co., Inc.Edward Jones03-27-2020
Robert Thomas HinkelCharles Schwab & Co., Inc.The Mather Group, LLC11-08-2019
Nicholas Alfred DeckerCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC08-30-2019
Omar H BarakatCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Traci Beth SimonsCharles Schwab & Co., Inc.CUSO Financial Services, L.P.05-14-2019
Ryan A WyattCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-25-2019
Eric Matthew ReigelCharles Schwab & Co., Inc.McAdam LLC01-11-2019
John Paul BarrigaCharles Schwab & Co., Inc.ProShare Advisors LLC09-25-2018
Andrew B StevensCharles Schwab & Co., Inc.SunTrust Advisory Services, Inc.08-07-2017
Brian Christopher YeeCharles Schwab & Co., Inc.Strategic Advisers LLC08-07-2017
Zak Su IrizarryCharles Schwab & Co., Inc.Equitable Advisors, LLC05-30-2017
Brian J PetersenCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Christopher J RysakCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.$2507-14-2016
Jason Matthew LiebmanCharles Schwab & Co., Inc.Ing Direct Investing, Inc.06-23-2016
James Michael McCombCharles Schwab & Co., Inc.TD Ameritrade Investment Management, LLC05-24-2016
Michael C FamaCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2015
John Tyler MoriartyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2015
Robert Michael FreddinoCharles Schwab & Co., Inc.Strategic Advisers LLC11-19-2012
Robert David ThompsonCharles Schwab & Co., Inc.Edward Jones08-29-2011
James Maurice SimonCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC03-29-2010
Brendan Patrick HughesCharles Schwab & Co., Inc.Toth Financial Advisory Corp08-10-2009
Dennis Delaney ParlanteCharles Schwab & Co., Inc.Legg Mason Investor Services, LLC04-06-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.