Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John MorganCommonwealth Financial NetworkJames River Asset Management, LLC07-15-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Frank Alfred LeyesCommonwealth Financial NetworkGeneos Wealth Management, Inc.02-11-2019
Shelly Haas BradenCommonwealth Financial NetworkPBMares Wealth Management LLC10-17-2018
William Michael Heatwole IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd$10009-14-2018
Norman Jack SternCommonwealth Financial NetworkStratos Wealth Partners, Ltd$10009-14-2018
Owen Franklin Showalter IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd09-14-2018
Carl Cole ShadeCommonwealth Financial NetworkAvantax Investment Services, Inc.09-05-2018
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-28-2018
Bobby Edward BlankenshipCommonwealth Financial NetworkMML Investors Services, LLC$5008-09-2018
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
John Barton EdmundsCommonwealth Financial NetworkMML Investors Services, LLC$5007-30-2018
John Robert BradberryCommonwealth Financial NetworkMML Investors Services, LLC07-30-2018
Brian Matthew BeanCommonwealth Financial NetworkWFG Investments, Inc.08-25-2017
John David WiedmaierCommonwealth Financial NetworkWFG Investments, Inc.08-21-2017
Marci Rae BarneyCommonwealth Financial NetworkMorgan Stanley03-29-2017
Marc Daniel HirshornCommonwealth Financial NetworkMetLife Securities Inc.$2503-03-2017
Billy Christopher MasonCommonwealth Financial NetworkMetLife Securities Inc.03-03-2017
Clayton Alexander NashCommonwealth Financial NetworkMetLife Securities Inc.03-03-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$7401-27-2017
David William MullinsCommonwealth Financial NetworkCambridge Investment Research, Inc.$1009-30-2016
Francis Clement DinsmoreCommonwealth Financial NetworkOppenheimer & Co. Inc.09-08-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC$2502-16-2016
Tacy Ruth RobyCommonwealth Financial NetworkCalvert Investment Distributors, Inc.12-08-2015
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.