Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Top States

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
Charles Conway MunfordDavenport & Company LLCCitigroup Global Markets Inc.02-06-2009
William Frank CalliottDavenport & Company LLCCitigroup Global Markets Inc.$10002-11-2009
Jay Gerald DemeterDavenport & Company LLCCitigroup Global Markets Inc.$2502-11-2009
Byron Zachary HarrellDavenport & Company LLCCitigroup Global Markets Inc.02-11-2009
Frank Downing WisemanDavenport & Company LLCCitigroup Global Markets Inc.$10005-14-2009
Charles Dillon Barnett Jr.Davenport & Company LLCCitigroup Global Markets Inc.05-14-2009
Edgar Montrose LoveDavenport & Company LLCCitigroup Global Markets Inc.05-14-2009
Marie RamirezDavenport & Company LLCMorgan Stanley03-18-2010
Martin Andrew HoustonDavenport & Company LLCWells Fargo Clearing Services, LLC$2512-03-2010
Charles August Gomer IIIDavenport & Company LLCAugust Partners, LLC12-21-2010
Robert Andrews WorrellDavenport & Company LLCCountry Club Financial Services, Inc.08-29-2011
David Allen LoveDavenport & Company LLCScott & Stringfellow, LLC11-01-2011
Jeffrey Floyd OmohundroDavenport & Company LLCWells Fargo Securities, LLC04-25-2012
James Russell PierceDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-09-2014
Christopher Daniel WallsDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2014
Julian S. Hillery IIIDavenport & Company LLCSalient Capital L.P.02-05-2014
Marion Cosby KastenbaumDavenport & Company LLCMorgan Stanley08-06-2014
Christopher Thomas KelleyDavenport & Company LLCFalcon Square Capital, LLC09-04-2014
Kristin M. LeuschenDavenport & Company LLCCommonwealth Financial Network12-10-2014
Patrick T. SlackDavenport & Company LLCALPS Distributors, Inc.12-23-2014
Holly Ray CrockettDavenport & Company LLCMorgan Stanley$15004-06-2015
Patrick BlackDavenport & Company LLCAXA Advisors, LLC10-27-2015
Linda Turner CunninghamDavenport & Company LLCAmeriprise Financial Services, LLC11-05-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.