Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chrystin M WilliamsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Alif B BrahimFidelity Brokerage Services LLCHSBC Securities (USA) Inc.07-20-2020
Erynn D MenefeeFidelity Brokerage Services LLCMorgan Stanley07-10-2020
Jacob T MorganFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC06-30-2020
Kevin J MccarthyFidelity Brokerage Services LLCE*TRADE Securities LLC06-17-2020
Ian Thomas PrymakFidelity Brokerage Services LLCAmeriprise Financial Services, LLC06-05-2020
Esther Thekla SearlesFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC06-05-2020
Rosa GonzalezFidelity Brokerage Services LLCEdward Jones05-18-2020
Nana Kwame Kwakye BissahFidelity Brokerage Services LLCSantander Securities LLC05-14-2020
Greg Farrell AumanFidelity Brokerage Services LLCMutual of America Life Insurance Company$10003-06-2020
Jermile Amber BattenFidelity Brokerage Services LLCVanguard Marketing Corporation02-12-2020
Dhaval ShahFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC02-11-2020
Lindsay Truluck WalkerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC02-10-2020
Khoanam DuongFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-28-2020
Cherena WebbFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
David Wayne AbbottFidelity Brokerage Services LLCCharles Schwab & Co., Inc.12-02-2019
Brianna Celeste BuntingFidelity Brokerage Services LLCMorgan Stanley11-20-2019
Nathaniel David SniderFidelity Brokerage Services LLCICMA-RC Services, LLC11-13-2019
Kyle David HutterFidelity Brokerage Services LLCRaymond James & Associates, Inc.11-04-2019
Amy HolcombeFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-28-2019
Darius E McMillanFidelity Brokerage Services LLCFinancial Engines Advisors L.L.C.10-11-2019
Blake Thomas BanetFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Austin James Pfeiffer Fidelity Brokerage Services LLCVanguard Marketing Corporation08-20-2019
Aaron Val NeuenswanderFidelity Brokerage Services LLCCetera Advisor Networks LLC07-10-2019
Samuel Arthur TaylorFidelity Brokerage Services LLCE*TRADE Securities LLC06-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.