Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew E. GaffeyFidelity Brokerage Services LLCSpire Securities, LLC$2503-22-2010
Ryan Thomas MeiserFidelity Brokerage Services LLCEdward Jones11-08-2010
Richard Alan Megica Jr.Fidelity Brokerage Services LLCAlly Invest Securities LLC03-28-2011
Mark Nicholas PittelkauFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-12-2011
Robert Michael SargentFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Karim YoussefFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Margaret Ann A. Coutinho-BetancourtFidelity Brokerage Services LLCFirst Command Financial Planning, Inc.$1010-01-2012
Valerie OrtizFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-03-2012
William C. FrogaleFidelity Brokerage Services LLCPruco Securities, LLC.01-14-2013
Charles Thomas Gray Jr.Fidelity Brokerage Services LLCMorgan Stanley11-15-2013
Cynthia Denise PerezFidelity Brokerage Services LLCPT Asset Management, LLC03-10-2014
Charles Alexander DannFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC03-14-2014
Justin L ValadezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2014
Matthew Drummond LongFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-25-2015
Ronald John SeegersFidelity Brokerage Services LLCEagle Strategies LLC$1009-11-2015
Deborah M Blaine BinneyFidelity Brokerage Services LLCLPL Financial LLC05-11-2016
David Leonard VladimirouFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-18-2016
Ryan Jay HeltemesFidelity Brokerage Services LLCCharles Schwab & Co., Inc.11-12-2016
Jose Macaraeg LeoncioFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2016
Barry Edward Seymour Jr.Fidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Hunter John RockFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2017
Thomas Kavanaugh NewtonFidelity Brokerage Services LLCThompson Davis & Co., Inc.02-01-2017
Kevin J. MccarthyFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Haillie Kay ChurchFidelity Brokerage Services LLCThe Connemara Group, LLC05-21-2019
Austin James PfeifferFidelity Brokerage Services LLCVanguard Marketing Corporation08-20-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.