Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas M. BakerInfinex Investments, Inc.BB&T Securities, LLC09-11-2019
Robert E. WalkerInfinex Investments, Inc.Summit Brokerage Services, Inc.05-31-2019
Steven Michael MilliganInfinex Investments, Inc.Retirement Wealth Advisors, Inc.08-14-2018
Jeffrey Edward LoveInfinex Investments, Inc.Pruco Securities, LLC.04-17-2018
Robert Walden KeeneInfinex Investments, Inc.LPL Financial LLC01-02-2018
Kirby Keith HearlInfinex Investments, Inc.LPL Financial LLC01-02-2018
Joe Edwin Waters IIInfinex Investments, Inc.Infinex Investments, Inc.11-20-2017
Bruce Eugene McCookInfinex Investments, Inc.LPL Financial LLC$2510-31-2017
Ashley W. OwensInfinex Investments, Inc.Securities America, Inc.10-25-2017
Darren Lee GerlachInfinex Investments, Inc.Lincoln Financial Advisors Corporation09-05-2017
Eric Foster NostInfinex Investments, Inc.LPL Financial LLC$10003-21-2017
Christian E HamlettInfinex Investments, Inc.MWA Financial Services Inc.03-08-2017
Robert James SchupInfinex Investments, Inc.CUSO Financial Services, L.P.03-02-2017
Amy C. GrievesInfinex Investments, Inc.Morgan Stanley01-03-2017
Carter L. MossInfinex Investments, Inc.First Citizens Investor Services, Inc.10-18-2016
William Paul ComerInfinex Investments, Inc.BB&T Investment Services, Inc.09-12-2016
Stephanie Nicole BeachInfinex Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Alton Lee Christopher Anders Jr.Infinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2015
Robert Stephen CornwellInfinex Investments, Inc.Wells Fargo Clearing Services, LLC06-03-2015
Jim GravgaardInfinex Investments, Inc.SunTrust Investment Services, Inc.06-03-2015
Stefanie Cecile BoykinInfinex Investments, Inc.Lincoln Financial Advisors Corporation05-01-2015
Enoch Scott ArnettInfinex Investments, Inc.BB&T Investment Services, Inc.04-01-2015
Derek Charles MasonInfinex Investments, Inc.INVEST Financial Corporation03-20-2015
Bruce Frederick GriggsInfinex Investments, Inc.Next Financial Group, Inc.02-10-2015
Lamont A. BrownInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2014
Next Page »

Showing 1 to 25 of 49 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.