Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Kevin A. MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Peter Bruce SuyamaLPL Financial LLCAmeriprise Financial Services, Inc.$16604-28-2017
Bryan David StricklandLPL Financial LLCAmeriprise Financial Services, Inc.$10008-09-2016
Charles Thomas Wimbish Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$1005-01-2015
Mark Lynn DennisLPL Financial LLCAmeriprise Financial Services, Inc.$2504-13-2015
James Clark Jamison IIILPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Steven Lane WegnerLPL Financial LLCAmeriprise Financial Services, Inc.01-04-2010
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
Pablo Ivan Alvarado Jr.LPL Financial LLCBanc of America Investment Services, Inc.05-22-2009
Jeffrey Harting McMahonLPL Financial LLCBB&T Investment Services, Inc.12-20-2012
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Harry Thomas Kaplan Jr.LPL Financial LLCCadaret, Grant & Co., Inc.$5005-30-2013
Scott Andrew KaplanLPL Financial LLCCadaret, Grant & Co., Inc.$2505-30-2013
Bradley David KaplanLPL Financial LLCCadaret, Grant & Co., Inc.05-30-2013
Thomas Warren BassLPL Financial LLCCambridge Investment Research, Inc.$5010-15-2019
Danielle Gerise ThibaultLPL Financial LLCCapital One Investing, LLC04-07-2017
Christopher John TalbertLPL Financial LLCCapital One Investment Services LLC06-22-2012
Steven BrandtLPL Financial LLCCetera$5307-25-2016
Dustin Charles NewtonLPL Financial LLCCetera Advisors LLC07-31-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
Matthew David PetermanLPL Financial LLCCetera Advisors LLC04-23-2010
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$2503-12-2019
Eric Oscar WolfLPL Financial LLCCharles Schwab & Co., Inc.01-10-2018
Next Page »

Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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