Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda A. YoungLPL Financial LLCSunTrust Investment Services, Inc.06-04-2014
Edward Jerome Bullano Jr.LPL Financial LLCWells Fargo Clearing Services, LLC05-09-2014
Mary Ellen TwiggLPL Financial LLCInfinex Investments, Inc.02-27-2014
Daniel Ford GreenLPL Financial LLCWells Fargo Clearing Services, LLC$2511-01-2013
Thomas Eugene DavisLPL Financial LLCSignator Investors, Inc.09-13-2013
Rudy NajeraLPL Financial LLCSignator Investors, Inc.09-13-2013
Matthew Robert BarretteLPL Financial LLCSignator Investors, Inc.$2509-10-2013
Carolyn Patricia MenkerLPL Financial LLCMorgan Stanley$1009-06-2013
Douglas Jay KnobelauchLPL Financial LLCNew England Securities07-02-2013
Harry Thomas Kaplan Jr.LPL Financial LLCCadaret, Grant & Co., Inc.$5005-30-2013
Scott Andrew KaplanLPL Financial LLCCadaret, Grant & Co., Inc.$2505-30-2013
Bradley David KaplanLPL Financial LLCCadaret, Grant & Co., Inc.05-30-2013
Ronald Linwood Bell Jr.LPL Financial LLCEdward Jones$5003-21-2013
Leo John SicatLPL Financial LLCParagon Financial Services02-12-2013
Travis Hunter ClarkeLPL Financial LLCUBS Financial Services Inc.01-08-2013
Leah-Beth Thomas WilliamsLPL Financial LLCCUNA Brokerage Services, Inc.01-04-2013
Jeffrey Harting McMahonLPL Financial LLCBB&T Investment Services, Inc.12-20-2012
Jeffrey Daniel HamblenLPL Financial LLCMML Investors Services, LLC11-29-2012
Colin Merrill ClarkLPL Financial LLCMML Investors Services, LLC11-29-2012
Jay Richard SanfordLPL Financial LLCMML Investors Services, LLC11-29-2012
Thomas Richard LeveroneLPL Financial LLCMML Investors Services, LLC11-29-2012
Derek Huntington CoburnLPL Financial LLCMML Investors Services, LLC11-29-2012
Mark Kevin JensenLPL Financial LLCMML Investors Services, LLC11-29-2012
Ema Dan Wilburn IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2012
Mauricio D. PereaLPL Financial LLCSunTrust Investment Services, Inc.10-30-2012
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Showing 101 to 125 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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