Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC01-09-2009
Lyle Kennedy SchiavoneLPL Financial LLCMICG Investment Management, LLC01-21-2009
Valerie Anne HornerLPL Financial LLCMICG Investment Management, LLC01-21-2009
Robert Frederick SandersLPL Financial LLCCitigroup Global Markets Inc.02-13-2009
Jayne Waida Di VincenzoLPL Financial LLCMICG Investment Management, LLC02-20-2009
Thomas Sidney Holland IIILPL Financial LLCWells Fargo Clearing Services, LLC04-15-2009
Robert Aron CroweLPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Charles Donald FellingLPL Financial LLCUBS Financial Services Inc.05-21-2009
Jeanne Catherine BakerLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2009
Pablo Ivan Alvarado Jr.LPL Financial LLCBanc of America Investment Services, Inc.05-22-2009
Gregory Thaddeus MooreLPL Financial LLCWells Fargo Clearing Services, LLC06-12-2009
David Gregory LewisLPL Financial LLCMutual Service Corporation09-08-2009
Frank James McGovern Jr.LPL Financial LLCMutual Service Corporation09-08-2009
Jason Clark RichardsLPL Financial LLCMutual Service Corporation09-08-2009
Joely Kim MauckLPL Financial LLCMutual Service Corporation09-08-2009
Roy Thomas RubleLPL Financial LLCMutual Service Corporation09-08-2009
Timothy Dale VessellLPL Financial LLCMutual Service Corporation09-08-2009
Fidel Lirag CarreonLPL Financial LLCMutual Service Corporation09-08-2009
Donald Richard VaughtLPL Financial LLCEdward Jones09-29-2009
Song Chae ParkLPL Financial LLCCitigroup Global Markets Inc.11-12-2009
William Dennis Filer Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2009
Steven Lane WegnerLPL Financial LLCAmeriprise Financial Services, Inc.01-04-2010
Edward Benjamin BaldwinLPL Financial LLCMetLife Securities Inc.01-19-2010
Paul Joseph ZahorchakLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2010
Matthew David PetermanLPL Financial LLCCetera Advisors LLC04-23-2010
Next Page »

Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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