Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Leon HandyLincoln Financial Securities CorporationLevel Four Advisory Services$10001-07-2009
Stuart Wally BlankenshipLincoln Financial Securities CorporationPrincipal Securities, Inc.06-07-2012
Joseph Wesley TuckLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC$15006-03-2013
Daniel Charles CaffreyLincoln Financial Securities CorporationCambridge Investment Research, Inc.$10012-18-2013
Osvaldo Ralph Puccinelli Jr.Lincoln Financial Securities CorporationCambridge Investment Research, Inc.$25012-18-2013
Matthew Oreste PuccinelliLincoln Financial Securities CorporationCambridge Investment Research, Inc.12-18-2013
Michael Eugene MurphyLincoln Financial Securities CorporationMetLife Securities Inc.02-04-2014
Hubert Franklin Ramey IIILincoln Financial Securities CorporationMetLife Securities Inc.08-04-2014
Christopher Wayne FrazierLincoln Financial Securities CorporationSignator Investors, Inc.12-19-2014
Russell Allen LescaultLincoln Financial Securities CorporationSignator Investors, Inc.12-19-2014
Timothy Eugene ScanlonLincoln Financial Securities CorporationLPL Financial LLC$10012-23-2014
Steven Edward HamantLincoln Financial Securities CorporationLPL Financial LLC$10012-23-2014
Michael Joseph MuldowneyLincoln Financial Securities CorporationLPL Financial LLC$50012-23-2014
Yulando Fitzgerald WallaceLincoln Financial Securities CorporationInfinex Investments, Inc.08-19-2015
Jason Michael FeketeLincoln Financial Securities CorporationHornor, Townsend & Kent, LLC$10411-30-2015
Neeraj Krishna AgarwalLincoln Financial Securities CorporationHornor, Townsend & Kent, LLC11-30-2015
Ferdinand Victa PerezLincoln Financial Securities CorporationMML Investors Services, LLC$10012-26-2015
Patrick William MooreLincoln Financial Securities CorporationKovack Securities Inc.$10003-16-2016
Michael Allen MayhewLincoln Financial Securities CorporationMainstay Financial, LLC12-15-2016
Debra Lynn IanucciLincoln Financial Securities CorporationFarmers Financial Solutions, LLC$22003-01-2019
Jocinta Nina White PowellLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$50004-01-2019
Robert Joseph Ianucci Jr.Lincoln Financial Securities CorporationFarmers Financial Solutions, LLC04-05-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.