Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Keith Eric KrauseMML Investors Services, LLCW&S Brokerage Services, Inc.$107-13-2018
Jennifer Scanlon RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Thomas Milton Mishoe Jr.MML Investors Services, LLCLincoln Financial Securities Corporation11-27-2017
Travis Lee PowellMML Investors Services, LLCAmeriprise Financial Services, Inc.08-31-2017
Steven Anthony CochraneMML Investors Services, LLCLincoln Financial Securities Corporation08-18-2017
Nick Robert LouridasMML Investors Services, LLCPNC Investments06-13-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
Rachel Thomas WrenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-01-2016
Richard Casey MooreMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-02-2016
Tracy M MeadeMML Investors Services, LLCAmeritas Investment Corp.08-01-2016
Jeffrey Lee HopkinsMML Investors Services, LLCAllstate Financial Services, LLC05-24-2016
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
Robert Louis PickettMML Investors Services, LLCSagePoint Financial, Inc.03-10-2016
Mary M MickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
Georgia Fay AllenMML Investors Services, LLCFirst Command Financial Planning, Inc.07-01-2015
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
John Robert Pharr Jr.MML Investors Services, LLCWells Fargo Clearing Services, LLC03-09-2015
Angelique Nicole AyalaMML Investors Services, LLCManna Financial Services Corporation02-11-2015
William Brett CollinsMML Investors Services, LLCLincoln Financial Advisors Corporation08-26-2014
Carter Desportes HallMML Investors Services, LLCCUNA Brokerage Services, Inc.07-17-2014
Ashley Webb OwensMML Investors Services, LLCEdward Jones06-26-2014
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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