Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derick Kenneth SoperMML Investors Services, LLCAllstate Financial Services, LLC01-28-2020
Mark Anthony TaylorMML Investors Services, LLCCapitol Securities Management, Inc.11-15-2019
Stallone MannanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2019
Ryan Paul JenkinsMML Investors Services, LLCEdward Jones10-16-2019
Joshua Steve CurtisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Michael William WalbridgeMML Investors Services, LLCJ.P. Morgan Securities LLC09-24-2019
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
Kevin Brian McCarthyMML Investors Services, LLCSecurian Financial Services, Inc.08-08-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
William Everett Counts IVMML Investors Services, LLCAmeritas Investment Company, LLC07-26-2019
Kenan Nathaniel BellMML Investors Services, LLCForeside Fund Services, LLC05-06-2019
David H. NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Steven C. KeslerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, LLC11-21-2018
Joshua O Neil MorrisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Keith Eric KrauseMML Investors Services, LLCW&S Brokerage Services, Inc.07-13-2018
Buck Kartheval JonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-31-2018
Timothy Blair MorrisMML Investors Services, LLCRaymond James Financial Services, Inc.05-29-2018
Matthew Richard HaskeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-29-2018
John Morrison LargenMML Investors Services, LLCLincoln Financial Securities Corporation01-10-2018
Victor Joseph Puliafico IIMML Investors Services, LLCCetera Investment Services LLC01-02-2018
Jennifer S. RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Mark Thomas MinerMML Investors Services, LLCCAPTRUST11-28-2017
Thomas Milton Mishoe JrMML Investors Services, LLCLincoln Financial Securities Corporation11-27-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.