Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lester Philip Litchfield IIMML Investors Services, LLCHorace Mann Investors, Inc.08-24-2020
Jay Thomas KrisikMML Investors Services, LLCEdward Jones07-14-2020
Charles Marion Russell IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-16-2020
George T DuefreneMML Investors Services, LLCOneAmerica Securities, Inc.$2505-21-2020
Derick Kenneth SoperMML Investors Services, LLCAllstate Financial Services, LLC01-28-2020
Mark Anthony TaylorMML Investors Services, LLCCapitol Securities Management, Inc.11-15-2019
Stallone MannanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2019
Joshua Steve CurtisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Michael William WalbridgeMML Investors Services, LLCJ.P. Morgan Securities LLC09-24-2019
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Kenan Nathaniel BellMML Investors Services, LLCForeside Fund Services, LLC05-06-2019
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Buck Kartheval JonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-31-2018
Timothy Blair MorrisMML Investors Services, LLCRaymond James Financial Services, Inc.05-29-2018
Matthew Richard HaskeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-29-2018
Mark Thomas MinerMML Investors Services, LLCCAPTRUST$50011-28-2017
Tearanie Janaye ParkerMML Investors Services, LLCWaddell & Reed10-19-2017
Steven Anthony CochraneMML Investors Services, LLCLincoln Financial Securities Corporation08-18-2017
Terri Lynn RyallsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-07-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
Robert Louis PickettMML Investors Services, LLCSagePoint Financial, Inc.03-10-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.