Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julia Marie SeroskieMML Investors Services, LLCAmeriprise Financial Services, Inc.10-10-2009
James Edward FriddellMML Investors Services, LLCUBS Financial Services Inc.01-16-2011
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.12-09-2011
Elizabeth Hertzler VillenaveMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2012
Nicholas J. IngramMML Investors Services, LLCPark Avenue Securities LLC07-05-2012
Francis Robert SuretteMML Investors Services, LLCNYLIFE Securities LLC$2501-28-2013
Cameron F. MillerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2013
Simon ZhengMML Investors Services, LLCNYLIFE Securities LLC04-29-2013
Theresa W. WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Angelique Nicole AyalaMML Investors Services, LLCManna Financial Services Corporation02-11-2015
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Mary M. MickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
Cameron Bret KernsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Robert Louis PickettMML Investors Services, LLCSagePoint Financial, Inc.03-10-2016
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
Barbara Reese HunterMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Stephen Hendrick HodsonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Joshua David WinstonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Roger Clark SwartzMML Investors Services, LLCMetLife Securities Inc.$3003-25-2017
Thomas Damian McKenzieMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Vickie Hendley PulleyMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Vinton McLaughlinMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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