Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Justin FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedToner Asset Management Group, Inc.10-08-2020
Donte C SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2020
Curtis Leon Lassiter JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2020
Georgina T ManMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-02-2020
Dimitri Niko AmendolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation05-26-2020
Yan Zhi HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.05-07-2020
Aeda ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC04-30-2020
Luke BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.03-11-2020
Erkan HajricMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Yvonne Maria KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2020
Utomwen Success UduaghanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-20-2019
Lashae McmillanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-18-2019
Jennifer RoenschMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-06-2019
Elizabeth Clark JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2019
Katherine Hoskins MackeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.10-30-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Jason William RidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-15-2019
Jane Meriwether Saunders FortuneMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Horizon Advisors, Inc.05-06-2019
Scott Allen SpiersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Brokerage Services, Inc.$15004-17-2019
Michael GingrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.04-02-2019
Brian Ronald KucskarMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.02-20-2019
Tai Elli Al TaeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2018
Shavkat SafaevMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC11-15-2018
JOSEPH Malcolm BUCHYMerrill Lynch, Pierce, Fenner & Smith IncorporatedTRADEway10-31-2018
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs Personal Financial Management09-10-2018
Next Page »

Showing 1 to 25 of 89 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.