Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharayah Joy ReedMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Millicent Patryce EubanksMorgan StanleyWells Fargo Clearing Services, LLC11-15-2019
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Adam William PaffenrothMorgan StanleyEdward Jones$2509-13-2019
Redmond Livingston Manierre Jr.Morgan StanleyUBS Financial Services Inc.08-12-2019
Jordan Mitchell ChalkleyMorgan StanleyPruco Securities, LLC.07-23-2019
John DennisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
Jamie StallingsMorgan StanleyEdward Jones$15006-07-2019
John F. FitchettMorgan StanleyCUSO Financial Services, L.P.02-20-2019
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Walter Jay GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Susanne Pierce RobinsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Barry Edward Seymour Jr.Morgan StanleyStrategic Advisers LLC08-02-2018
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Rebecca Haines BortonMorgan StanleyRaymond James Financial Services, Inc.05-21-2018
Samuel Craig BensonMorgan StanleyThe O.N. Equity Sales Company12-22-2017
Luc Christopher SebrechtsMorgan StanleyEdward Jones10-10-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
Christopher Raymond BealMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Brendan Christopher TooneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Pamela Bailey MurphyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2017
Next Page »

Showing 1 to 25 of 114 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.