Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark F LeonardMorgan StanleySunTrust Investment Services, Inc.$43502-13-2015
J Patrick KearnsMorgan StanleyFulcrum Securities, LLC$18501-17-2014
Donna L MitchellMorgan StanleyUBS Financial Services Inc.$10010-26-2018
Gregory Chevrier Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Thomas Ray Gee JrMorgan StanleyDavenport & Company LLC$15009-03-2020
Norman Mark Gee JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Patrick Farinholt DunbarMorgan StanleyDavenport & Company LLC05-08-2020
Sharayah Joy ReedMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Millicent Patryce EubanksMorgan StanleyWells Fargo Clearing Services, LLC11-15-2019
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Adam William PaffenrothMorgan StanleyEdward Jones$2509-13-2019
Redmond Livingston Manierre JrMorgan StanleyUBS Financial Services Inc.08-12-2019
Jordan Mitchell ChalkleyMorgan StanleyPruco Securities, LLC.07-23-2019
John DennisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
David Franklin Edwards JrMorgan StanleyCharles Schwab & Co., Inc.06-10-2019
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
Jamie StallingsMorgan StanleyEdward Jones$15006-07-2019
John F FitchettMorgan StanleyCUSO Financial Services, L.P.02-20-2019
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Walter Jay GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Susanne Pierce RobinsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Barry E SeymourMorgan StanleyStrategic Advisers LLC08-02-2018
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Samuel Craig BensonMorgan StanleyThe O.N. Equity Sales Company12-22-2017
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.