Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Eric PriceNorthwestern Mutual Investment Services, LLCLincoln Financial Securities Corporation$1002-03-2020
John Christopher FettyNorthwestern Mutual Investment Services, LLCEdward Jones01-15-2020
Keilah Renne SuttonNorthwestern Mutual Investment Services, LLCMcAdam LLC11-04-2019
Susan Diane HowlandNorthwestern Mutual Investment Services, LLCForesters Financial Services, Inc.10-16-2019
Kristine Mary LansingNorthwestern Mutual Investment Services, LLCJames River Asset Management, LLC02-14-2019
Isiah John WilliamsNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Kareem Robert FrazierNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-15-2018
Jahmol Mikkeil KellerNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Adam Chase GilmoreNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC03-14-2018
Shaun T. HalberdaNorthwestern Mutual Investment Services, LLCMorgan Stanley02-27-2018
Sarah Emily ZorioNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC01-24-2018
Steven Michael OriolNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC07-26-2016
Nathaniel Scott SiegelNorthwestern Mutual Investment Services, LLCLockton Financial Advisors, LLC05-12-2016
Stephanie W. NuttycombeNorthwestern Mutual Investment Services, LLCEdward Jones04-14-2016
Christopher Michael PedigoNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.03-14-2016
Mehreen HasanNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-08-2015
Sally Brenda RuffoloNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC08-11-2015
John-Paul Everett MoracaNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Lannie William Cropper IIINorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2014
Zeynep OnatNorthwestern Mutual Investment Services, LLCSpire Securities, LLC07-31-2014
Jeff Douglas DonhamNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC04-10-2013
Kimberly Lindsay BleckNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-20-2013
Meghan F HarrellNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC10-05-2012
Patrick Nicolaus CarrollNorthwestern Mutual Investment Services, LLCVSR Financial Services, Inc.03-07-2012
Geoffrey Ebenezer TetteyfioNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2012
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.