Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Mario Cruz Bunag IIPNC InvestmentsCapital One Investing, LLC04-13-2018
Benjamin Aneurin Huggin Jr.PNC InvestmentsPruco Securities, LLC.$10011-06-2017
Alaa Abduljaleel KhashanPNC InvestmentsCitizens Securities, Inc.11-08-2016
Byron Lamont BarnesPNC InvestmentsWells Fargo Clearing Services, LLC04-04-2016
Jonathan Ryan GermanoPNC InvestmentsWells Fargo Clearing Services, LLC08-13-2015
Valerie A, Frank-SolorzanoPNC InvestmentsNYLIFE Securities LLC05-21-2015
Pace Cottrell FrizzellPNC InvestmentsSunTrust Investment Services, Inc.02-23-2015
Coty Channing BackmonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2014
David Austin CostanzoPNC InvestmentsHSBC Securities (USA) Inc.09-16-2014
Ozra Beg QamariPNC InvestmentsWells Fargo Clearing Services, LLC12-17-2013
Troy Michael PerryPNC InvestmentsMML Investors Services, LLC11-25-2013
Peter Allen HalbrookPNC InvestmentsWells Fargo Clearing Services, LLC$108-13-2013
Craig Vincent MehallPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2013
Wesley Jarrett ClarkPNC InvestmentsFederated Global Investment Management Corp.07-18-2013
Michael E RutlerPNC InvestmentsMorgan Stanley06-18-2013
John Joseph ForbergerPNC InvestmentsMorgan Stanley07-05-2012
Leslie Alan NiblockPNC InvestmentsWells Fargo Clearing Services, LLC05-03-2012
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Jozsef Nandor Szadvari IIIPNC InvestmentsWells Fargo Clearing Services, LLC01-12-2012
Robert Dort BrillPNC InvestmentsOBS Brokerage Services, Inc.$2506-23-2011
Phillip Thomas CameronPNC InvestmentsWells Fargo Clearing Services, LLC03-29-2011
David Lamon WarnerPNC InvestmentsMorgan Stanley$103-10-2011
Randy Lee Saunders Jr.PNC InvestmentsBB&T Investment Services, Inc.07-15-2010
Sean Lee CablePNC InvestmentsUnited Brokerage Services, Inc10-13-2009
Grant Robert ZaunerPNC InvestmentsBanc of America Investment Services, Inc.06-02-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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