Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Adair TylerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
Akram Sadat AleahmadPNC InvestmentsBanc of America Investment Services, Inc.06-01-2009
Grant Robert ZaunerPNC InvestmentsBanc of America Investment Services, Inc.06-02-2009
Sean Lee CablePNC InvestmentsUnited Brokerage Services, Inc$2510-13-2009
Larry Dewayne ComstockPNC InvestmentsM&T Securities, Inc.02-22-2010
Randy Lee Saunders Jr.PNC InvestmentsBB&T Investment Services, Inc.07-15-2010
David Lamon WarnerPNC InvestmentsMorgan Stanley03-10-2011
Phillip Thomas CameronPNC InvestmentsWells Fargo Clearing Services, LLC03-29-2011
Robert Dort BrillPNC InvestmentsOBS Brokerage Services, Inc.06-23-2011
Joseph Nandor Szadvari IIIPNC InvestmentsWells Fargo Clearing Services, LLC01-12-2012
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Leslie Alan NiblockPNC InvestmentsWells Fargo Clearing Services, LLC05-03-2012
Hondamir Ken BurhonPNC InvestmentsChase Investment Services Corp.06-12-2012
John Joseph ForbergerPNC InvestmentsMorgan Stanley07-05-2012
Michael E. RutlerPNC InvestmentsMorgan Stanley06-18-2013
Craig V MehallPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2013
Peter A. HalbrookPNC InvestmentsWells Fargo Clearing Services, LLC08-13-2013
Troy Michael PerryPNC InvestmentsMML Investors Services, LLC$1011-25-2013
Ozra Beg QamariPNC InvestmentsWells Fargo Clearing Services, LLC12-17-2013
David Austin CostanzoPNC InvestmentsHSBC Securities (USA) Inc.09-16-2014
Coty Channing BackmonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2014
Pace Cottrell FrizzellPNC InvestmentsSunTrust Investment Services, Inc.02-23-2015
Valerie A Frank-SolorzanoPNC InvestmentsNYLIFE Securities LLC05-21-2015
Jonathan Ryan GermanoPNC InvestmentsWells Fargo Clearing Services, LLC08-13-2015
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.