Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David George SpencePurshe Kaplan Sterling InvestmentsWealthcare Advisory Partners LLC$5001-02-2019
Alan Lawrence BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Thomas Ryan SenecaPurshe Kaplan Sterling InvestmentsCetera Advisor Networks LLC12-05-2017
Sean Colin CampbellPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-17-2017
Timothy Ryan Deegan Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
William Meade Haskins Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC01-19-2017
James Edward BogartPurshe Kaplan Sterling InvestmentsBogart Wealth, LLC$10010-03-2016
Barbour Scott BussellsPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.08-30-2016
Giancarlo DalimontePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.07-11-2016
Jim L. Martin Sr.Purshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.05-25-2016
Jimmy Stephen MartinPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.05-06-2016
Howell Steven PosnerPurshe Kaplan Sterling InvestmentsMorgan Stanley11-13-2015
Michael Gregory StewartPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-20-2015
Alaric Evan GothPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-04-2014
Gerard Edwin SwientonPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-24-2013
William Edmond BrunsonPurshe Kaplan Sterling InvestmentsInvestors Security Company, Inc.$5010-10-2012
Joseph Augustine Connor IVPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$101-21-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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