Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kris Andreas WappausRBC Capital Markets, LLCUBS Financial Services Inc.$2509-17-2020
Jennifer Lee WappausRBC Capital Markets, LLCPagnatoKarp Partners, LLC06-22-2020
Johnny Man YunRBC Capital Markets, LLCUBS Financial Services Inc.$5006-01-2020
Jonathan Ryan GermanoRBC Capital Markets, LLCUBS Financial Services Inc.06-01-2020
Bryon Paul FusiniRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
Ronald Clement FitzgeraldRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
John Crawford GalleherRBC Capital Markets, LLCUBS Financial Services Inc.$25005-22-2020
Richard Lee SteinRBC Capital Markets, LLCUBS Financial Services Inc.$15005-22-2020
Anthony Christian ConnorRBC Capital Markets, LLCUBS Financial Services Inc.$10005-22-2020
Andrea Peck RossRBC Capital Markets, LLCMorgan Stanley05-15-2019
William Sutton WhiteRBC Capital Markets, LLCFisher Investments04-01-2019
Thomas John Marrelli IIRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Edward Albert Schultz IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-20-2017
Radford E BrogdenRBC Capital Markets, LLCMorgan Stanley11-13-2012
David L BrownRBC Capital Markets, LLCFirst Clearing, LLC$15007-05-2012
Paul Harper WilliamsRBC Capital Markets, LLCFirst Internet Securities Network12-05-2011
Laurel Ann KentRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-20-2009
Matthew Gregory LanhamRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-20-2009
Michael Gerard AylwardRBC Capital Markets, LLCCitigroup Global Markets Inc.04-20-2009
Joseph William MundieRBC Capital Markets, LLCCitigroup Global Markets Inc.03-31-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.