Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Strahs Strahs WattsRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC03-30-2020
Michael BorzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19001-15-2020
Michael Jay BorzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-15-2020
Mark Jacob ToneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Michael Fowler Wayne Creef Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Jennifer Shields AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Michael Joseph Allen FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Mary Helena ParrishRaymond James & Associates, Inc.Carter, Terry & Company, Inc.05-01-2019
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Jason Michael StatutaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Troy Raymond YenserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Scott David CsakyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-07-2018
John R McKettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Jason Randall HemeonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10003-02-2018
James Alexander Baber IvRaymond James & Associates, Inc.Janney Montgomery Scott LLC$21309-27-2017
Conrad Kemper WhartonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2017
Michael Todd OneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
Samuel Joong KimRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-17-2017
Scott Elliott MannRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-17-2017
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.02-15-2017
Roger James Shawn IiiRaymond James & Associates, Inc.Capitol Securities Management, Inc.02-15-2017
Nicholas Chase CockerhamRaymond James & Associates, Inc.Capitol Securities Management, Inc.02-15-2017
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.