Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$104-25-2019
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
Troy Raymond YenserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$110-05-2018
Scott David CsakyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-07-2018
John R MckettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-28-2018
James Alexander Baber IVRaymond James & Associates, Inc.Janney Montgomery Scott LLC$21309-27-2017
C Kemper WhartonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2017
Michael T OneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.$102-15-2017
Roger James Shawn IIIRaymond James & Associates, Inc.Capitol Securities Management, Inc.$102-15-2017
Gordon HeyworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$111-12-2015
Christopher Lee HolladayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$28608-31-2015
Kimberly T HendersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-31-2015
Victor Alan PhilleoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10008-31-2015
Matthew Aaron JohnsonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$15007-27-2015
Carlton Lindsay BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$105-16-2014
Robert Joseph WoodRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
Robert Joseph Wood Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-16-2014
Stephen Thomas WhitfieldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2014
Justin Louis MorrisRaymond James & Associates, Inc.BB&T Investment Services, Inc.07-20-2012
Bernice Louise MurffRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-02-2011
Jennifer Finn DuffyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-27-2011
Robert Gordon KrebsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25010-27-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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