Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Talbot SprakerScott & Stringfellow, LLCDavenport & Company LLC11-26-2012
Linda Sue LongScott & Stringfellow, LLCMorgan Stanley10-01-2012
William G OuztsScott & Stringfellow, LLCMorgan Keegan & Company, Inc.09-21-2012
Benjamin Wayne RigganScott & Stringfellow, LLCLPL Financial LLC08-22-2012
Cline Edward ReasorScott & Stringfellow, LLCSunTrust Investment Services, Inc.09-30-2011
David Alan HerrickScott & Stringfellow, LLCMorgan Stanley06-23-2010
Holly Hayden TuckScott & Stringfellow, LLCMorgan Stanley06-23-2010
Marsha Updike MeltonScott & Stringfellow, LLCMorgan Stanley06-23-2010
Matthew Mitchell KrycinskiScott & Stringfellow, LLCMorgan Stanley06-23-2010
Alexander Simon BrownScott & Stringfellow, LLCWells Fargo Clearing Services, LLC04-16-2010
Robert Brackett PriddyScott & Stringfellow, LLCSunTrust Investment Services, Inc.04-01-2010
T. Bringier Bringier McconnellScott & Stringfellow, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2009
Jay Louis Burmaster Jr.Scott & Stringfellow, LLCWells Fargo Clearing Services, LLC11-06-2009
Amy Adams SchirmerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-16-2009
Andrew Michael KarrScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
Neva Elyse HagopianScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
Peter John ClarkeScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
William Franklin BrinkleyScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
George Holland WhitmoreScott & Stringfellow, LLCUBS Financial Services Inc.02-13-2009
John Heery KreutzerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC02-13-2009
Luther Kirkpatrick WilesScott & Stringfellow, LLCUBS Financial Services Inc.02-13-2009
James Phillip Pappas Jr.Scott & Stringfellow, LLCCitigroup Global Markets Inc.01-23-2009
Christopher Michael Walters Esq.Scott & Stringfellow, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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