Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
Jeremiah Joseph SeagleSecurities America, Inc.VALIC Financial Advisors, Inc.11-15-2019
Steven Ralph DavisSecurities America, Inc.VALIC Financial Advisors, Inc.11-07-2019
Augustus Dean AnninosSecurities America, Inc.VALIC Financial Advisors, Inc.09-26-2016
Roland Touzbau MartinSecurities America, Inc.VALIC Financial Advisors, Inc.07-21-2014
Michelle Evans OliverSecurities America, Inc.Securian Financial Services, Inc.10-13-2014
John J WinkelmanSecurities America, Inc.S.C. Parker & Co., Inc.04-17-2013
Diane Kay PatchSecurities America, Inc.Raymond James Financial Services Advisors, Inc04-15-2014
Michael Robert FinnieSecurities America, Inc.Raymond James Financial Services Advisors, Inc12-17-2010
William Scarr ShefteSecurities America, Inc.R.M. Stark & Co., Inc.$1008-27-2014
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation11-09-2018
Eric Bernard McGinleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
William Harrison CampbellSecurities America, Inc.Park Avenue Securities LLC01-02-2014
Howard Woodrow Minor Jr.Securities America, Inc.Next Financial Group, Inc.$1008-28-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$1008-28-2017
Jerry Wayne BaileySecurities America, Inc.Next Financial Group, Inc.$1208-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.08-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$1008-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Thomas Harris MageeSecurities America, Inc.Next Financial Group, Inc.08-25-2017
William Tredway Whitmore Jr.Securities America, Inc.Next Financial Group, Inc.$5008-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$2308-25-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.