Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Todd HoldenSecurities America, Inc.Cetera Advisor Networks LLC06-01-2009
Keith Edwards BerenguerSecurities America, Inc.Citigroup Global Markets Inc.06-09-2009
Roderick Kenneth DaySecurities America, Inc.Cetera Advisor Networks LLC06-26-2009
Anthony John MarxSecurities America, Inc.Morgan Stanley & Co. LLC$2507-06-2009
Beom Joon YunSecurities America, Inc.Morgan Stanley$10009-16-2009
Christopher Howell HarveySecurities America, Inc.Morgan Stanley12-01-2009
Hallett Raymond Gates IIISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
Michael Robert FinnieSecurities America, Inc.Raymond James Financial Services Advisors, Inc12-17-2010
Christopher Matthew HollowaySecurities America, Inc.Investors Security Company, Inc.$15001-02-2013
John J WinkelmanSecurities America, Inc.S.C. Parker & Co., Inc.04-17-2013
Randi Lynn SandersSecurities America, Inc.Morgan Stanley05-30-2013
Julia Brownlee MillerSecurities America, Inc.Morgan Stanley05-30-2013
Carl Anthony MooreSecurities America, Inc.BB&T Securities, LLC06-19-2013
William Harrison CampbellSecurities America, Inc.Park Avenue Securities LLC01-02-2014
Diane Kay PatchSecurities America, Inc.Raymond James Financial Services Advisors, Inc04-15-2014
Paul Andrew MelsonSecurities America, Inc.LPL Financial LLC$5005-01-2014
Roland Touzbau MartinSecurities America, Inc.VALIC Financial Advisors, Inc.07-21-2014
Ryan Cole Shirkey MiracleSecurities America, Inc.First Allied Advisory Services, Inc.07-30-2014
William Scarr ShefteSecurities America, Inc.R.M. Stark & Co., Inc.$1008-27-2014
Timothy John GardnerSecurities America, Inc.LPL Financial LLC$1009-11-2014
Michelle Evans OliverSecurities America, Inc.Securian Financial Services, Inc.10-13-2014
April L. MartinSecurities America, Inc.New England Securities10-27-2014
Julian Pollard Sanderson Jr.Securities America, Inc.Hornor, Townsend & Kent, LLC12-16-2014
John Michael MccarthySecurities America, Inc.New England Securities12-22-2014
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.