Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Darrell Patrick RobertsSpire Securities, LLCWestern International Securities, Inc.$10009-10-2018
Barbara Lee DoranSpire Securities, LLCYorkBridge Wealth Partners, LLC06-29-2018
Philip James FlueggeSpire Securities, LLCFSC Securities Corporation$12602-28-2018
Ronald Joseph CarazoSpire Securities, LLCSecurities America, Inc.$5011-27-2017
Christopher Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
Mark Michael FryeSpire Securities, LLCWaddell & Reed10-18-2017
Santo Lawrence BlumkeSpire Securities, LLCFSC Securities Corporation10-18-2017
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.10-10-2017
Eric Anthony MajewskiSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2017
Michael Patrick JacobsSpire Securities, LLCMonument Wealth Management02-24-2017
Eric Lewis SchrumSpire Securities, LLCFidelity Brokerage Services LLC02-23-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$15010-04-2016
Matthew Edward GaffeySpire Securities, LLCSunTrust Investment Services, Inc.$2507-18-2016
Kevin Pierce MooreSpire Securities, LLCLandolt Securities, Inc.05-12-2016
Robert Bruce JorgensenSpire Securities, LLCEdward Jones03-01-2016
Mark Coleman MckaigSpire Securities, LLCLara, May & Associates, LLC$111-13-2015
Charles Messick Gibbons Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.10-30-2015
Gregg Scott KonopaskeSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
James Patrick PattersonSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Jason Douglas EppsSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
John Robert Fennig Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
John Robert LangfordSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Michael Franklin RettingerSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Theron Edward WeimerSpire Securities, LLCAmeriprise Financial Services, Inc.10-29-2015
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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