Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Russell LloydSpire Securities, LLCLPL Financial LLC$15808-26-2019
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$50010-17-2018
Darrell Patrick RobertsSpire Securities, LLCWestern International Securities, Inc.$10009-10-2018
Joseph Peter Colell Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.$10008-27-2018
Barbara Lee DoranSpire Securities, LLCYorkBridge Wealth Partners, LLC06-29-2018
Philip James FlueggeSpire Securities, LLCFSC Securities Corporation$12602-28-2018
Michael David ErbaioSpire Securities, LLCSecurities America, Inc.01-24-2018
Michael Anthony KliemanSpire Securities, LLCWaddell & Reed01-03-2018
Ronald Joseph CarazoSpire Securities, LLCSecurities America, Inc.$50011-27-2017
Chris Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
Santo Lawrence BlumkeSpire Securities, LLCFSC Securities Corporation10-18-2017
Mark Michael FryeSpire Securities, LLCWaddell & Reed10-18-2017
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.$50010-10-2017
Eric Anthony MajewskiSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$47010-04-2017
Darren Christopher PortSpire Securities, LLCWaddell & Reed06-01-2017
Michael Patrick JacobsSpire Securities, LLCMonument Wealth Management02-24-2017
Eric Lewis SchrumSpire Securities, LLCFidelity Brokerage Services LLC02-23-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$50010-04-2016
Matthew E. GaffeySpire Securities, LLCSunTrust Investment Services, Inc.$50007-18-2016
Kevin Pierce MooreSpire Securities, LLCLandolt Securities, Inc.$50005-12-2016
Robert Bruce JorgensenSpire Securities, LLCEdward Jones03-01-2016
Mark Coleman McKaigSpire Securities, LLCLara, May & Associates, LLC$50011-13-2015
Kevin John DeansSpire Securities, LLCAmeriprise Financial Services, Inc.$25011-03-2015
Charles Messick Gibbons Jr.Spire Securities, LLCAmeriprise Financial Services, Inc.10-30-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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