Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Michael DigregorioSpire Securities, LLCBanc of America Investment Services, Inc.09-04-2009
Patricia Lane MorganSpire Securities, LLCPurshe Kaplan Sterling Investments09-04-2009
Ryan M. BalonSpire Securities, LLCPurshe Kaplan Sterling Investments09-04-2009
Tracey Douglas FrankSpire Securities, LLCSecurities America, Inc.$2510-02-2009
William Nicholson PriceSpire Securities, LLCMedallion Advisory Services, LLC$5010-30-2009
Spencer Dean McGowanSpire Securities, LLCWells Fargo Advisors Financial Network, LLC08-03-2010
Owen L. Schrum IIISpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Douglas Allen BowersSpire Securities, LLCMorgan Stanley05-20-2011
David Kreigh Cushwa IVSpire Securities, LLCHoxton Financial, Inc.07-01-2011
Daniel Michael BesseSpire Securities, LLCMorgan Stanley12-09-2011
Brian FinkSpire Securities, LLCMorgan Stanley12-09-2011
Jeffrey Paul McCoySpire Securities, LLCCharles Schwab & Co., Inc.$2501-09-2012
Ricardo Mark MontejanoSpire Securities, LLCWells Fargo Clearing Services, LLC04-27-2012
Michael Joseph RoseSpire Securities, LLCDominick & Dickerman LLC06-29-2012
Bharat Nandiram MulchandaniSpire Securities, LLCMorgan Stanley11-30-2012
Matthew M LudmerSpire Securities, LLCMorgan Stanley10-25-2013
Gary Alexander KorolevSpire Securities, LLCSymphonic Securities LLC12-04-2014
Sterling Dwight NeblettSpire Securities, LLCLara, May & Associates, LLC$10002-20-2015
Wendy Ann PayneSpire Securities, LLCLara, May & Associates, LLC$10002-20-2015
Gregg Scott KonopaskeSpire Securities, LLCAmeriprise Financial Services, LLC$5010-29-2015
John Robert Fennig Jr.Spire Securities, LLCAmeriprise Financial Services, LLC$10010-29-2015
Michael Franklin RettingerSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
Jason Douglas EppsSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
John Robert LangfordSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
James Patrick PattersonSpire Securities, LLCAmeriprise Financial Services, LLC$5010-29-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.