Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael S. MuldoonSpire Securities, LLCTD Ameritrade, Inc.03-10-2020
Darren Louis ColananniSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
William Russell LloydSpire Securities, LLCLPL Financial LLC08-26-2019
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Barbara Lee DoranSpire Securities, LLCYorkBridge Wealth Partners, LLC06-29-2018
William Edmund CunninghamSpire Securities, LLCRE Investment Corporation03-15-2018
Philip James FlueggeSpire Securities, LLCFSC Securities Corporation02-28-2018
Michael David ErbaioSpire Securities, LLCSecurities America, Inc.01-24-2018
Michael Anthony KliemanSpire Securities, LLCWaddell & Reed01-03-2018
Ronald Joseph CarazoSpire Securities, LLCSecurities America, Inc.11-27-2017
Chris Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
Santo Lawrence BlumkeSpire Securities, LLCFSC Securities Corporation10-18-2017
Mark Michael FryeSpire Securities, LLCWaddell & Reed10-18-2017
Darren Christopher PortSpire Securities, LLCWaddell & Reed06-01-2017
Michael Patrick JacobsSpire Securities, LLCMonument Wealth Management02-24-2017
Eric Lewis SchrumSpire Securities, LLCFidelity Brokerage Services LLC02-23-2017
Matthew E. GaffeySpire Securities, LLCSunTrust Investment Services, Inc.07-18-2016
Robert Bruce JorgensenSpire Securities, LLCEdward Jones03-01-2016
Charles Messick Gibbons Jr.Spire Securities, LLCAmeriprise Financial Services, LLC10-30-2015
Michael Franklin RettingerSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
Jason Douglas EppsSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
John Robert LangfordSpire Securities, LLCAmeriprise Financial Services, LLC10-29-2015
Gary Alexander KorolevSpire Securities, LLCSymphonic Securities LLC12-04-2014
Matthew M LudmerSpire Securities, LLCMorgan Stanley10-25-2013
Bharat Nandiram MulchandaniSpire Securities, LLCMorgan Stanley11-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.