Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Charles Edward Morrison IIISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-17-2018
Donna Marie CabrissesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$107-11-2018
John Stephen NagleSunTrust Investment Services, Inc.Cambridge Investment Research, Inc.11-01-2017
Ame M. MccullinSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$110-18-2017
William Earl Mclain Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-18-2017
Cornell Edward SmithSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-01-2017
Mouhamadou Bamba SeneSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.08-01-2017
Hank C StricklerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Daniel Matthew StewartSunTrust Investment Services, Inc.Lincoln Financial Securities Corporation05-05-2017
Declan Martin O'ConnellSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Kirk Daress Brooks Jr.SunTrust Investment Services, Inc.Morgan Stanley04-17-2017
William Hayward CorySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$104-17-2017
Martin Patrick KeaneSunTrust Investment Services, Inc.PNC Investments03-02-2017
Christel DjossinouSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.08-11-2016
Samuel Whitfield HodgesSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.$108-02-2016
Harry James Pilson IISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15007-08-2016
Morgan Blaine Pearsall IISunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-27-2016
John Grayson Rudd IISunTrust Investment Services, Inc.H.D. Vest Advisory Services, Inc03-24-2016
Seth William BlantonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-08-2016
Nicholas Carl DursoSunTrust Investment Services, Inc.PNC Investments$102-24-2016
Roger Eugene WintersSunTrust Investment Services, Inc.BB&T Investment Services, Inc.02-09-2016
Louie Saji AtanganSunTrust Investment Services, Inc.PNC Investments01-22-2016
Matthew Edward GaffeySunTrust Investment Services, Inc.CUSO Financial Services, L.P.01-21-2016
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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