Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Buckley GossTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC02-20-2019
John Anthony KuchtaTIAA-CREF Individual & Institutional Services, LLCGWFS Equities, Inc.02-01-2019
Eugene Joseph ColliganTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC01-04-2019
Antoinette Marshall LucasTIAA-CREF Individual & Institutional Services, LLCOneAmerica Securities, Inc.06-19-2018
Devin Mark MurrayTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.04-11-2018
Lisa Dawn Adamonis PileTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Christopher Mark LedfordTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.12-05-2017
Lamont A BrownTIAA-CREF Individual & Institutional Services, LLCCUSO Financial Services, L.P.09-26-2016
Matthew Maury MeadeTIAA-CREF Individual & Institutional Services, LLCBIC Distributors, LLC01-07-2016
Lisa Brogan DieterTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2015
Loizos Sergios KapnisiTIAA-CREF Individual & Institutional Services, LLCCetera Advisor Networks LLC09-28-2015
Steven R LightTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2015
Caroline Maria HuberTIAA-CREF Individual & Institutional Services, LLCVoya Financial Advisors, Inc.04-20-2015
Philip Andrew BaxleyTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC01-09-2015
Thomas C MassieTIAA-CREF Individual & Institutional Services, LLCCommonwealth Financial Network10-07-2014
Karim BekkadjaTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley08-28-2014
Lisa Michelle MirandaTIAA-CREF Individual & Institutional Services, LLCSunTrust Investment Services, Inc.05-12-2014
Christopher Thomas PaolettiTIAA-CREF Individual & Institutional Services, LLCPark Avenue Securities LLC09-18-2013
John Glorioso IIITIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-11-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.