Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Ryan GermanoUBS Financial Services Inc.HSBC Securities (USA) Inc.01-21-2020
James Anthony RichardsUBS Financial Services Inc.Morgan Stanley09-05-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Tarif HomsiUBS Financial Services Inc.Spire Securities, LLC04-10-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2017
Redmond Livingston Manierre Jr.UBS Financial Services Inc.Purshe Kaplan Sterling Investments02-27-2017
Matthew Cole ChalfantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Michael P MuehrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-08-2016
Bradley Jay J. BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-31-2015
Taylor Brown YoumansUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2015
Tami Lynne AloisaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-05-2015
Charles Mcclane Roberts Jr.UBS Financial Services Inc.Strategic Advisers LLC05-20-2015
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
James Morgan EdwardsUBS Financial Services Inc.SunTrust Investment Services, Inc.04-25-2014
Gregory Bryan LawsonUBS Financial Services Inc.M&T Securities, Inc.07-18-2013
Patricia Lynn SoileauUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Steven Michael PotterUBS Financial Services Inc.AllianceBernstein L.P.11-05-2012
Melvin Collier IrvinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Linda Suzanne PaulUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Scott Elliott SingorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2507-20-2012
Stanley Charles KozubUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2012
Nelson Edward E. Link Jr.UBS Financial Services Inc.Morgan Stanley$15002-27-2012
Michael Brian KempUBS Financial Services Inc.Morgan Stanley$15002-27-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.