Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-15-2019
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-08-2017
Redmond Livingston Manierre Jr.UBS Financial Services Inc.Purshe Kaplan Sterling Investments02-27-2017
Matthew Cole ChalfantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Michael P MuehrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-08-2016
Bradley Jay J BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-31-2015
Taylor Brown YoumansUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2015
Tami Lynne AloisaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2015
Charles Mcclane Roberts Jr.UBS Financial Services Inc.Fidelity Brokerage Services LLC05-20-2015
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley$5001-30-2015
James Morgan EdwardsUBS Financial Services Inc.SunTrust Investment Services, Inc.$5004-25-2014
Gregory Bryan LawsonUBS Financial Services Inc.M&T Securities, Inc.07-18-2013
Steven Michael PotterUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC11-05-2012
Scott Elliott SingorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2507-20-2012
Stanley Charles KozubUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2012
Cynthia Hancock ConnerUBS Financial Services Inc.Morgan Stanley02-27-2012
Michael Brian KempUBS Financial Services Inc.Morgan Stanley$29902-27-2012
Nelson Edward Link Jr.UBS Financial Services Inc.Morgan Stanley$10002-27-2012
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$3111-16-2011
Alvin Morris SydnorUBS Financial Services Inc.Morgan Stanley11-04-2011
Jerry Ray GreenUBS Financial Services Inc.Morgan Stanley$5011-04-2011
Robbyn Geoffrey GayerUBS Financial Services Inc.Scott & Stringfellow, LLC$5009-22-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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