Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mcclane Roberts Jr.UBS Financial Services Inc.Fidelity Brokerage Services LLC05-20-2015
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2017
Michael P MuehrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-08-2016
Matthew Cole ChalfantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Taylor Brown YoumansUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2015
Melvin Collier Irvin, Linda Suzanne PaulUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Stanley Charles KozubUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2012
Robert Gorman Taylor Jr., David Alex Ciccone, Thomas Zoltan HarsanyiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2010
James Fredrick PalumboUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
Nelson Edward E. Link Jr.UBS Financial Services Inc.Morgan Stanley$15002-27-2012
Michael Brian KempUBS Financial Services Inc.Morgan Stanley$15002-27-2012
Jerry Ray GreenUBS Financial Services Inc.Morgan Stanley$5011-04-2011
Frederick Schultz, Lloyd Seested, David Andreadis, Richard Haskin, Eric Teichberg, Karen Ben-ShlaushUBS Financial Services Inc.Morgan Stanley$65908-11-2011
Redmond Livingston Manierre Jr.UBS Financial Services Inc.Purshe Kaplan Sterling Investments02-27-2017
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$2511-16-2011
Robbyn Geoffrey GayerUBS Financial Services Inc.Scott & Stringfellow, LLC09-22-2011
James Morgan EdwardsUBS Financial Services Inc.SunTrust Investment Services, Inc.04-25-2014
Bradley Jay J. BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-31-2015
Scott Elliott SingorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2507-20-2012
Johnny Man YunUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2502-25-2011
Kris Andreas WappausUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2502-25-2011

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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