Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15007-31-2009
Anita Keyser BostWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2013
Anoput PhimmasoneWells Fargo Advisors Financial Network, LLCInfinex Investments, Inc.02-17-2012
Benjamin Fowler GurleyWells Fargo Advisors Financial Network, LLCHarris Williams10-12-2016
Catherine Michaux Chewning AtwoodWells Fargo Advisors Financial Network, LLCRiverFront Investment Group, LLC03-10-2017
Charles Michael HarperWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-14-2013
Christina Argust FransckiewichWells Fargo Advisors Financial Network, LLCMorgan Stanley$50007-29-2011
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$50002-15-2019
David Dereck KassirWells Fargo Advisors Financial Network, LLCH. Beck, Inc.$10005-08-2015
Edwin Sidney Martin IIIWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-22-2013
FIRHAN NASIR CHOUDHARYWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$50003-19-2010
Garland Ray Davis IIWells Fargo Advisors Financial Network, LLCScott & Stringfellow, LLC04-19-2011
George Seward Fleeson Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-14-2013
Jorgen VikWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-17-2016
Kamran RaikaWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10012-05-2019
Lawrence Fairbanks HensleWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-14-2013
Leslie A Evans-DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$50008-06-2010
Michael Henry KaminskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-17-2016
Michael Richard GrayWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.02-17-2012
Robin M. DavisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2016
Russell Rea Keller Jr.Wells Fargo Advisors Financial Network, LLCXtent Financial Group, Inc.01-14-2011
Scott Francis McLaughlinWells Fargo Advisors Financial Network, LLCMorgan Stanley$50006-14-2013
Sean Alexander JoyceWells Fargo Advisors Financial Network, LLCMorgan Stanley$50007-09-2014
Stephen Timothy ClarkeWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-22-2013
Steven Albert SkonbergWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2013
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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