Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
The Taitague Krahe Tatum Doyle GroupWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$52006-07-2012
Thomas TeagleWells Fargo Clearing Services, LLCBB&T Securities, LLC$15506-27-2014
Betty Schutte-BoxWells Fargo Clearing Services, LLCEdward Jones$11203-21-2013
Lisa KernWells Fargo Clearing Services, LLCDavenport & Company LLC$10502-11-2013
Ellen ClearyWells Fargo Clearing Services, LLCMorgan Stanley$16806-26-2015
Larry Hensle George Fleeson Mike Harper Steven Skonberg Scott McLaughlinWells Fargo Clearing Services, LLCMorgan Stanley$52906-14-2013
Sid Martin Steve Clark Wes KaufmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$68902-22-2013
Mark BukowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$30009-27-2010
Gregory Scott BoggsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2508-27-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley$10008-21-2020
Christopher Brian DennisWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-17-2020
William Eugene HardinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-24-2020
Charles Alan BullWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Crystal Dee CrawfordWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-21-2020
Saloma A BecharaWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.07-17-2020
Kirsten EhrichWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Robert Gorman Taylor JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-22-2020
David Alex CicconeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-22-2020
Thomas Zoltan HarsanyiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-22-2020
David N LitmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$28705-22-2020
James David SchneiderWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-22-2020
Michael Wayne SmithWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-11-2020
Jason Brian SturgillWells Fargo Clearing Services, LLCEdward Jones$5001-09-2020
Jacob Yale ScottWells Fargo Clearing Services, LLCPaychex Securities Corporation12-19-2019
Mary McKennaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-11-2019
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.