Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Christopher Ian DorseyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-26-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC$5010-18-2018
Tahsin Nawaz FarukiWells Fargo Clearing Services, LLCMetLife Investors Distribution Company09-28-2018
Thomas O'Brien Doyle IIIWells Fargo Clearing Services, LLCDorsey, Wright & Associates, LLC07-19-2018
Alison Bowman JonesWells Fargo Clearing Services, LLCPruco Securities, LLC.06-21-2018
Robert Frederick FrakesWells Fargo Clearing Services, LLCMorgan Stanley$10006-19-2018
Matthew Robert FrakesWells Fargo Clearing Services, LLCMorgan Stanley$2506-19-2018
David M SimpsonWells Fargo Clearing Services, LLCMorgan Stanley$5004-20-2018
James Michael MastersWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-27-2018
Hasan Quadir NockWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00002-23-2018
Daria FarkondepayWells Fargo Clearing Services, LLCCAIS Capital LLC01-29-2018
Tanya Perkins VessWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Patricia W. JamesWells Fargo Clearing Services, LLCEdward Jones10-31-2017
Ryan A. MaglioWells Fargo Clearing Services, LLCEdward Jones10-10-2017
Ray Franklin KauffmanWells Fargo Clearing Services, LLCMorgan Stanley09-28-2017
Charles Kregg HanowellWells Fargo Clearing Services, LLCCapital One Investing, LLC06-26-2017
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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