Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Stuart HoffmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Amy Jean EllertsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-04-2009
Michael Allen ByrdWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15003-20-2009
Gregory Frank HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-20-2009
Patricia Orourke DiceccaWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-17-2009
Charles Belding Oldfield IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
Thomas Boushall ValentineWells Fargo Clearing Services, LLCScott & Stringfellow, LLC05-08-2009
Ronald A Cain Jr.Wells Fargo Clearing Services, LLCScott & Stringfellow, LLC05-08-2009
Carol Lynn ThomasWells Fargo Clearing Services, LLCEdward Jones$10007-31-2009
Hengameh MirzaiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
David B LandoWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-13-2009
Sergio Javier TelloWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.12-11-2009
John Edward Thornton IIIWells Fargo Clearing Services, LLCSuntrust Investment Services, Inc.01-08-2010
John Warren Martin Jr.Wells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.01-29-2010
Christopher Edward ThomasWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$10004-05-2010
Corey Mccabe HeckWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-05-2010
John Larhue MitchellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-19-2010
Russell Lee SageWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.05-24-2010
Charles Brian MarksonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5007-02-2010
Millicent Patryce EubanksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
Roy Butler Martin IVWells Fargo Clearing Services, LLCCapes Capital Management, Inc.07-26-2010
Walter Michael FisherWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.09-01-2010
Mark Jesse BukowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-03-2010
Brownie Edward Polly IIIWells Fargo Clearing Services, LLCWood & White Investment Advisors, L.L.C.$10009-08-2010
John Peyton SneadWells Fargo Clearing Services, LLCMorgan Stanley$1011-12-2010
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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