Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Winston NoffsingerWells Fargo Clearing Services, LLCTriad Advisors LLC$10001-05-2009
Sean Scott FranciscoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Robert Franklin CoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Lori Ann TamayoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2009
Jason Stuart HoffmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Douglas Hart BirnieWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Harry James Pilson IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10002-20-2009
Christopher Grant LawsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Eric Charles ShowalterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Mark Joseph MagnoneWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$1002-26-2009
Jeffrey Edward ErmiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-27-2009
Philip John DietzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Amy Jean EllertsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-04-2009
Bradley Jay J. BlumWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-04-2009
Gregory Frank HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-20-2009
Michael Allen ByrdWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15003-20-2009
Steven Shelby StricklandWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15004-15-2009
James Patrick HarringtonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-15-2009
Patricia Orourke DiceccaWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-17-2009
Samuel Joong KimWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-17-2009
Jason Lee WilliamsWells Fargo Clearing Services, LLCEdward Jones$10004-17-2009
Christopher Michael SpearmanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5004-17-2009
Charles Belding Oldfield IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
Ronald A Cain Jr.Wells Fargo Clearing Services, LLCScott & Stringfellow, LLC05-08-2009
Thomas Boushall ValentineWells Fargo Clearing Services, LLCScott & Stringfellow, LLC05-08-2009
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Showing 1 to 25 of 318 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.