Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$1004-26-2013
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Alison Bowman JonesWells Fargo Clearing Services, LLCPruco Securities, LLC.06-21-2018
Amy Jean EllertsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-04-2009
Amy Rosen RiceWells Fargo Clearing Services, LLCMorgan Stanley$10012-19-2016
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Ann Holmes FarrarWells Fargo Clearing Services, LLCEdward Jones07-11-2016
Anne Adkerson SatterfieldWells Fargo Clearing Services, LLCEdward Jones09-02-2015
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Anthony Reynard WesterfieldWells Fargo Clearing Services, LLCM&T Securities, Inc.05-12-2014
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Bonnie Joanne WhitehurstWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2011
Brad Robert CourtneyWells Fargo Clearing Services, LLCKey Investment Services LLC08-27-2014
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Brian Anthony ThomasWells Fargo Clearing Services, LLCMorgan Stanley$10009-12-2012
Brian Michael SchwabWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.08-04-2016
Brian Vance WilsonWells Fargo Clearing Services, LLCMorgan Stanley$5009-26-2016
Brownie Edward Polly IIIWells Fargo Clearing Services, LLCWood & White Investment Advisors, L.L.C.$10009-08-2010
Bruce Randall ArnettWells Fargo Clearing Services, LLCBB&T Securities, LLC$10001-16-2015
Carl Martin TrevisanWells Fargo Clearing Services, LLCMcLaughlin Ryder Advisory Services, LLC$10012-11-2015
Carol Lynn ThomasWells Fargo Clearing Services, LLCEdward Jones$10007-31-2009
Carter Michael NealWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.01-06-2015
Charles Belding Oldfield IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
Charles Brian MarksonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5007-02-2010
Charles FerssizidisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-06-2014
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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