Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amina Wanjiku MogajiWells Fargo Clearing Services, LLCMorgan Stanley12-18-2013
Amy Rosen RiceWells Fargo Clearing Services, LLCMorgan Stanley$10012-19-2016
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Brian Anthony ThomasWells Fargo Clearing Services, LLCMorgan Stanley$10009-12-2012
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2020
Brian Vance WilsonWells Fargo Clearing Services, LLCMorgan Stanley$5009-26-2016
Creg Fountain MatthewsWells Fargo Clearing Services, LLCMorgan Stanley$5008-22-2012
Daniel Edward GrandstaffWells Fargo Clearing Services, LLCMorgan Stanley$2506-14-2016
David Allen BosWells Fargo Clearing Services, LLCMorgan Stanley$15008-30-2017
David M SimpsonWells Fargo Clearing Services, LLCMorgan Stanley$5004-20-2018
David Randall ChinWells Fargo Clearing Services, LLCMorgan Stanley09-30-2011
Donna Lynn WigginsWells Fargo Clearing Services, LLCMorgan Stanley10-24-2019
Douglas Davis HodsonWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2015
Edward Anson BartlettWells Fargo Clearing Services, LLCMorgan Stanley$15009-17-2010
Edward James Duffy Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-30-2012
Ellen ClearyWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2015
Francesca Marie DeanWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Glenn Barton FischerWells Fargo Clearing Services, LLCMorgan Stanley$2505-31-2013
Harris Isaac RubinWells Fargo Clearing Services, LLCMorgan Stanley08-23-2013
Henry Milner CaldwellWells Fargo Clearing Services, LLCMorgan Stanley08-15-2014
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley08-21-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley08-21-2020
James Luther ChisomWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2014
James William Dunn Jr.Wells Fargo Clearing Services, LLCMorgan Stanley09-11-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.