Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Reid DraudtAtlas FinancialAbacus Planning Group, Inc.08-20-2019
Eric R. BartokOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-19-2019
Victoria Marie ZivicOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Elizabeth Bennett WelcherLPL Financial LLCAmeriprise Financial Services, Inc.08-16-2019
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.AXA Advisors, LLC$10008-14-2019
Claude Mason RoyalWealthDrive, Inc.Royal Wealth Management08-14-2019
Redmond Livingston Manierre Jr.Morgan StanleyUBS Financial Services Inc.08-12-2019
Kevin Brian McCarthyMML Investors Services, LLCSecurian Financial Services, Inc.08-08-2019
Troy Flinn, Mary Margaret KastelbergCambridge Investment research, Inc.Kestra Investment Services LLC$23008-01-2019
Richard Edward LandiCapitol Securities Management, Inc.Cabot Lodge Securities LLC$10008-01-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research, Inc.08-01-2019
Jeffrey William MyersLPL Financial LLCCadaret, Grant & Co., Inc.$25007-30-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Onassis Demont BurressFirst Citizens Investor Services, Inc.Edward Jones07-29-2019
Philip Lawton Swann Jr.Well-Planned Financial LLCCetera Advisor Networks LLC07-29-2019
Carroll Carter JohnsLPL Financial LLCAmeriprise Financial Services, Inc.$25007-26-2019
John Carter Gillis Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$92007-26-2019
Thomas Farrington BlackburnCentaurus Financial, Inc.Verus Financial Partners07-26-2019
William Everett Counts IVMML Investors Services, LLCAmeritas Investment Corp.07-26-2019
John Martin WilliamsonJ.P. Morgan Securities LLCEdward Jones07-25-2019
Donald Sterling HannahsLPL Financial LLCPlanning Solutions Group, LLC$10007-24-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$88007-22-2019
Michael Fowler, Wayne Creef, Jennifer AndersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$26007-18-2019
Jennifer S. AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25007-18-2019
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Showing 1 to 25 of 318 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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